Proposed Amendments to Record of Commodity Interest and Related Cash or Forward Transactions

This proposal: 1) provides that all records required under this regulation must be searchable; 2) excludes identification requirements of communications leading to the execution of a transaction in a commodity interest and related cash or forward transactions; 3) excludes unregistered DCM or SEF members from the requirements to retain text messages; and 4) excludes CTAs from the requirement to record and maintain oral communications.
Fact Sheet