Rules on SB SDR Registration and Regulation SBSR

The SEC has just issued today the attached pre-publication versions (with links) of: (1) final rules on Security-Based Swap Data Repository (SB SDR) Registration, and Regulation SBSR – Reporting and Dissemination of Security-Based Swap Information; and (2) proposed rule, rule amendments and guidance on Regulation SBSR.  The Regulation SBSR proposals will have a 45-day comment period after their publication in the Federal Register.

Click here for the Joint Dissenting Statement from SEC Commissioners Gallagher and Piwowar, which also explains the SEC’s delayed issuance of its Regulation SBSR release.