Compliance Specialist / Paralegal
Derivative Path is seeking an energetic self-starter that would like to join a rapidly growing firm based in its Chicago, IL office. Job Description: The person in this role will handle many of the day-to-day legal and compliance duties for the firm under the supervision of and supporting the General Counsel/Chief Compliance Officer. Responsibilities: Help […]
Director
Associate Trader, Derivatives Job Description Specific derivatives focus will encompass a range of products in equities, bonds, and commodity derivatives. Instruments to be traded include swaps (bilateral OTC and cleared), listed futures, listed and OTC equity options. The associate will be part of a team developing and researching customized portfolio overlays and hedging strategies. The […]
Chief Compliance Officer
Nearwater Capital is a specialty finance company. With principal offices in New York City, it is focused on providing asset-based financing solutions for its global client base across the US, Europe, and Australia. It is expanding its business and is seeking an organized and experienced Chief Compliance Officer to oversee the registration and ongoing compliance […]
Summer 2021 Office of the Chief Counsel Intern – CFTC Division of Market Oversight
The Commodity Futures Trading Commission (CFTC) is a federal agency. We seek to promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound regulation. These markets include futures, options, and swap markets. This internship opportunity is available in the CFTC’s Division of Market Oversight’s (DMO) Office of the Chief Counsel. DMO is […]
Sr. Group Manager, Compliance (Swap Dealer)
Description: BNY Mellon will be registering as a Securities Based Swap Dealer (“SBSD”). This position is for the Chief Compliance Officer (“CCO”) of the SBSD. The CCO will play a key role in preparing BNY Mellon for registration as a SBSD which will include the design and implementation of a Compliance Risk Framework to help […]
Policy Advisor – Financial Markets Group
The Financial Markets Group analyzes public policy issues in financial markets from multiple perspectives. The group applies legal, market practitioner, technological and other expertise to study challenges and risks in financial markets and infrastructures. Job Summary Reporting to the Vice President of Financial Markets you will conduct applied research on public policy issues in financial […]
Various Roles at DTCC
Would you like to be a part of an organization advancing financial markets? DTCC is looking to hire innovative and results driven professionals in our various business groups across the US. Click on the link below for details and apply!
Compliance Product Senior Officer – Swap Dealer
Compliance Product Senior Officer role serves as a senior Swap Dealer compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite […]
Various Roles at Paxos
At Paxos, we have a straightforward hiring process that applies to all candidates. Once you’ve received a confirmation email, your application enters the review process. From there, we will review and someone from our team will respond, regardless of the outcome. Please use the link below to apply for current openings at Paxos.
Senior Associate Director, Policy Planning, Development, and Research and Analytics – Division of Supervision and Regulation
Position Description I. JOB SPECIFIC DUTIES AND RESPONSIBILITIES: Reporting to the Deputy Director of Policy, the Senior Associate Director has responsibility for the leadership and oversight of three functions (approximately 80 direct and indirect reports): Policy Planning, Policy Development, and Research and Analytics. The senior officer has responsibility for directing the development and maintenance of […]